主编张玉林是北京霖理律师事务所的主任,法学博士,仲裁员。张律师从事知识产权、公司法律和争议解决业务二十多年,在涉外民商法、知识产权法和国际投资法领域积累了丰富的执业经验。张律师是中国国际经济贸易仲裁委员会(贸仲)、香港国际仲裁中心(港仲)和加拿大卑斯国际商事仲裁中心(VanIAC)的仲裁员和域名专家组成员,张律师接受指定在许多案件中担任仲裁员或首席仲裁员参与跨境国际仲裁和域名争议解决事业。
副主编周立新大律师是香港苏国良大律师办公室的执业大律师成员,从事大律师业务包括商法、公司法、证券法、仲裁与调解。周律师是英国特许仲裁学会、香港国际仲裁中心、上海国际仲裁中心、廊坊仲裁委员会仲裁员。周律师获得大湾区中国执业律师资格,可以在大湾区执业中国法律事务。周律师是香港大学法学硕士(仲裁与调解)检讨委员会成员,经常担任William C. Vis国际商事仲裁比赛的仲裁员。
目錄:
序言
Book I 上册
前 言 / 1
Preamble / 3
第一章 简介——以邻为友 / 5
Chapter 1
Introduction — Treating Neighbors as Friends / 11
第二章 跨境国际商事仲裁中的“国际”意涵 / 18
一、基本概念??/??18
二、中国的法律实践??/??19
三、国际层面上的法律实践??/??21
结语??/??24
Chapter 2 What is “International” in International Commercial Arbitration
Crossing Borders / 26
1.Basic?Concepts??/??26
2.?Legal?Practice?in?China??/??28
3.?Legal?Practice?at?the?International?Level??/??31
Conclusion / 35
第三章 当合同关系出现问题时,如何处理争议? / 37
一、 争议解决的司法方式??/??38
二、 替代性争议解决??/??38
三、 仲裁??/??40
结语??/??43
Chapter 3 When a Contractual Relationship Broke up, How to Deal with the
Disputes / 44
Judicial Dispute Resolution / 45Alternative Dispute Resolution / 46Arbitration / 48
Conclusion / 51
第四章 商事仲裁为何优于法院管辖 / 53
一、当事人意思自治是仲裁的基石??/??53
二、与民事诉讼法对比??/??54
三、仲裁的一裁终局性??/??55
四、仲裁程序中当事人的自主性??/??56
五、案例分析??/??56
结语??/??59
Chapter 4 Why Commercial Arbitration Prevails over Court Jurisdiction / 60
1.?Party?Autonomy?is?the?Cornerstone?of?Arbitration??/??60
2.?Contrast?with?the?Civil?Procedure?Law??/??61
3.?Finality?of?Arbitration??/??63
4.?Party?Autonomy?in?Arbitration?Proceedings??/??63
5.?Case?Study??/??64
Conclusion??/??67
第五章 仲裁员不能超出合同当事人约定的范围 / 69
一、仲裁权力来源的混合学说??/??69
二、国际公约和各国法律规定??/??71
三、案例分析??/??72
四、挑战性问题??/??74
结语??/??75
Chapter 5 Arbitrators Cannot Go beyond What the Contracting Parties Have
Agreed / 76
Hybrid Sources of the Power of Arbitration / 77International Convention and National Laws / 78Case Studies / 79Challenges / 81
Conclusion / 83
第六章 仲裁员的公正和效率义务 / 84
一、什么是“公正义务”???/??84
二、如何保障仲裁员的公正性???/??86
三、什么是“效率义务”???/??87
四、如何保障仲裁员遵循效率义务???/??88
结语??/??89
Chapter 6 Arbitrator’s Impartial Role and Efficiency Duty / 90
What is “Impartial Role” / 90How to Ensure Arbitrator’s Impartiality / 92What Is “Efficiency Duty” / 94How to Ensure Arbitrator’s Efficiency / 94
Conclusion / 96
第七章 临时仲裁在中国有它的生命力 / 97
一、什么是临时仲裁???/??97
二、临时仲裁为何在中国具有生命力???/??98
三、临时仲裁在中国的生命力如何体现???/??99
结语??/??101
Chapter 7 Ad Hoc Arbitration Has its Life in China / 103
What is Ad Hoc Arbitration / 104Why Ad Hoc Arbitration Has its Life in China / 105How Ad Hoc Arbitration Has its Life in China / 106
Conclusion / 108
第八章 败诉方针对裁决书的救济 / 109
一、一般理论??/??109
二、在中国大陆撤销仲裁裁决的途径??/??111
三、案例分析??/??114
结语??/??116
Chapter 8 The Losing Party’s Recourse against the Arbitral Award / 117
A General Legal Theory / 117Setting Aside Arbitral Awards in Chinese Mainland / 119Case Study / 123
Conclusion / 126
第九章 胜诉方的执行路线 / 127
一、《纽约公约》和强制执行??/??127
二、拒绝承认和执行裁决的理由???/??128
结论和展望????/??133
Chapter 9 The Winning Party’s Route towards Enforcement / 135
1.The New York Convention and Enforcement / 135
Grounds for Refusal to Recognize and Enforce the Award / 136
Conclusion and Outlook for the future / 142
附件一 Convention on the Recognition and Enforcement of Foreign Arbitral
Awards / 143
附件二 承认及执行外国公断裁决公约 / 150
Book Ⅱ 下册
序 言 / 156
Preface / 158
前 言 / 160
Forward / 162
第十章 某些案件中仲裁与调解相结合的实践 / 164
一、什么是调解???/??164
二、调解能否适用于仲裁???/??165
三、贸仲委与香港调解实践之比较??/??168
四、我国法院诉讼中的调解结合??/??169
五、《新加坡调解公约》与调解的未来运用??/??169
Chapter 10 In Some Cases, Arb-Med May Well Work in Practice / 172
What is Mediation / 172Can Mediation Be Used in Arbitration / 174CIETAC Practice and Comparison with HK Practice / 176Mediation Combined in Court Proceedings in China / 177Singapore Mediation Convention and the Use of Mediation in the Future / 178
第十一章 仲裁员是否在法律上免责? / 181
一、仲裁员责任制度总体性介绍??/??181
二、中国仲裁员责任制度??/??184
结语??/??186
Chapter 11 Are Arbitrators Legally Exempt From Liability / 187
1.?Arbitrators’?Liability?System?in?General??/??187
2.?Arbitrators’?Liability?System?in?China??/??190
Concluding?Remarks??/??192
第十二章 元宇宙业务中的仲裁 / 194
一、 元宇宙中的仲裁协议??/??194
二、仲裁程序中的元宇宙技术??/??196
三、仲裁裁决的执行??/??198
结语??/??201
Chapter 12 Arbitration in Metaverse Business / 203
Arbitration Agreements in the Metaverse / 203Metaverse Technology in Arbitration Proceedings / 205Enforcement of Arbitral Awards / 207
Concluding remarks / 211
第十三章 条约必须履行——近年来根据《纽约公约》在中国及其他地区
(涉及中国)的执行案例 / 214
一、《纽约公约》关于承认和执行的相关条款??/??214
二、近期《纽约公约》在中国的执行案例分析??/??216
三、根据《纽约公约》在其他地区执行中国仲裁裁决??/??218
四、外国仲裁裁决的执行展望??/??221
Chapter 13 Treaty Must Be Performed — Recent Enforcement Cases under the
New York Convention in China and Beyond (Involving China) / 225
Relevant Provisions of the New York Convention on Recognition and
Enforcement of Foreign Arbitral Awards / 226
Analysis of Recent Enforcement Cases of the New York Convention in China / 227Enforcement of Chinese Arbitration Awards in Other Regions under the New
York Convention / 229
Prospects for the Enforcement of Foreign Arbitral Awards / 234
第十四章 香港地区适用《纽约公约》仲裁裁决的执行现况 / 238
一、《纽约公约》适用于香港特别行政区的理据??/??239
二、香港法院支持执行仲裁的立场??/??240
三、援引《纽约公约》的实际案例??/??243
四、承认和执行内地裁决??/??246
结语??/??247
Chapter 14 Enforcement of Convention Awards in the HKSAR / 248
1.?Applicability?of?the?NYC?to?the?HKSAR??/??249
2.?The?Hong?Kong?Court’s?Pro-Enforcement?Approach??/??250
3.?Practical?Cases?Invoking?the?Provision?of?the?NYC??/??253
4.?Recognition?and?Enforcement?of?Mainland?Awards??/??257
Conclusion??/??258
第十五章 新加坡涉上海合同关系的最新案例 / 260
一、仲裁地??/??261
二、仲裁协议的适用法律??/??262
三、仲裁协议的有效性??/??264
四、仲裁裁决的执行??/??266
结语??/??267
Chapter 15 Recent Cases from Singapore in Contractual Relationships Involving
Shanghai / 268
Seat of Arbitration / 269Proper Law of the Arbitration Agreement / 270Validity of the Arbitration Agreement / 272Enforcement of the Arbitral Award / 274
Conclusion / 276
第十六章 《示范法》在哪里与《纽约公约》相吻合? / 277
一、目的与原则??/??277
二、《示范法》需要的改进??/??278
三、两文件的关键异同??/??279
四、《示范法》与中国《仲裁法》??/??282
结语 未来的中国仲裁??/??283
Chapter 16 Where Does the Model Law Meet the New York Convention / 284
Purpose and Principles / 284Improvements Needed for the Model Law / 285Analysis of Key Commonalities / 287Model Law and Chinese Arbitration Law / 290
Conclusion Future Chinese Arbitration / 291
第十七章 谁说《纽约公约》不适用于台湾呢? / 293
一、台湾仲裁立法与纽约公约??/??293
二、外国仲裁裁决在台湾的有关案例??/??296
Chapter 17 Who Says New York Convention Does Not Apply to Taiwan / 299
Taiwan Arbitration Legislation and the New York Convention / 299Recent Cases concerning Foreign Arbitral Awards in Taiwan / 303
第十八章 跨国法视角下《纽约公约》在中国的理解与适用 / 306
一、概览:当代中国的仲裁法??/??306
二、中国法院的视角下《纽约公约》在中国的适用??/??309
三、司法实践中中国法院对《纽约公约》的解释??/??312
结语:中国仲裁法的未来??/??314
Chapter 18 The New York Convention in China: From A Transnational Law
Aspect / 316
1.?An?Overview:?Arbitration?Law?in?Contemporary?China??/??316
2.?The?Application?of?the?New?York?Convention?in?China:?From?the?Chinese?Court’s?
Perspective??/??319
3.?Interpretation?of?New?York?Convention?in?China??/??323
Conclusion:?The?Future?of?Chinese?Arbitration?Law??/??325
第十九章 结语——山洪冲不走的,雨后观澜坚如磐石 / 328
一、仲裁合意及和谐精神??/??328
二、当事人意思自治和自强不息的理念??/??329
三、各方陈述案情的机会和兼听则明思维??/??330
四、法院有限干预和仲裁自治性意识??/??331
五、爱邻如己与天助自助者精神??/??332
Chapter 19 Concluding Remarks—What Stays in the Mountain Torrents Becomes
Rock Solid after the Rain / 334
1.?Consensus?and?Harmony??/??335
2.?Party?Autonomy?and?Self-Improvement??/??335
3.?Opportunity?to?Present?its?Case?and?Hearing?Both?Sides??/??337
4.?Limited?Court?Intervention?and?Arbitral?Autonomy??/??337
5.?Loving?Ones?Neighbor?Like?Loving?Oneself?v.?He?Who?Helps?Others?Helps.??/??339
附件三 生产销售协议(中文) / 341
附件四 授权书 / 352
Index / 354